Agenda

March 2, 2026
11:00 am - 12:30 pm EST

FinCEN (Financial Crimes Enforcement Network) has issued a number of advisories since its creation way back in 1990. These advisories generally provide background information, red flags, and SAR completion instructions for financial institutions to follow regarding potential threats to the banking system or current high-risk crimes or fraudulent activities. Staying on top of the latest information provided by FinCEN is vital. In this session designed for new BSA officers, we will review FinCEN's role within the requirements of the Bank Secrecy Act. We will discuss the reports, including CTRs and SARs, submitted directly to FinCEN and how to file those reports to ensure they meet the expectations of reviewers. We will also examine recent guidance issued by FinCEN and how to incorporate recommendations into your policies and procedures.

Topics

KEY WEBINAR TAKEAWAYS:

• Developing a process for reviewing communication from FinCEN and updating your AML/CFT program
• Utilizing recent FinCEN advisories, alerts and notices to update your institution’s BSA risk assessment
• Currency transaction and suspicious activity reporting rules
• Your responsibilities under the 314(a) and 314(b) information sharing process

Speaker(s)

Dawn Kincaid
Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

Fees

Live Webinar - $279

• Unlimited connections for your institution
• Available on desktop, mobile & tablet
• Take-away toolkit
• Presenter’s contact info for questions

On-Demand Webinar - $279

• Unlimited & shareable access starting two business days after live stream
• Available on desktop, mobile & tablet devices 24/7
• Take-away toolkit
• Ability to download webinar video
• Presenter's contact info for questions

Live + On-Demand - $379

Get the best of both and save when you Bundle the Live & On-Demand Webinar registration! This option includes all the items listed above.

**100% surcharge applied to non-members.

Association Contact